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CFR 17, PARTS 1 TO 40, COMMODITY AND SECURITIES EXCHANGES, A IBD

OFFICE OF THE FEDERAL REGISTER (CFR)
REGULATIONS PRESS
09 / 2017
9781296709211
Inglés

Sinopsis

Code of Federal Regulations Title 17, Volume 1, April 1, 2017 contains regulations governing Commodity and Securities Exchanges and may also be referenced as:- Code of Federal Regulations Title 17, Volume 1, April 1, 2017- CFR Title 17- CFR 17, Commodity and Securities Exchanges- CFR 17, Parts 1 to 40, Commodity and Securities ExchangesThis volume contains Parts 1 to 40:- Part 1, GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT- Part 2, OFFICIAL SEAL- Part 3, REGISTRATION- Part 4, COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS- Part 5, OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS- Part 7, REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION- Part 8, Reserved- Part 9, RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS- Part 10, RULES OF PRACTICE- Part 11, RULES RELATING TO INVESTIGATIONS- Part 12, RULES RELATING TO REPARATIONS- Part 13, PUBLIC RULEMAKING PROCEDURES- Part 14, RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE- Part 15, REPORTS-GENERAL PROVISIONS- Part 16, REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES- Part 17, REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS- Part 18, REPORTS BY TRADERS- Part 19, REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO º 1.3(z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON- Part 20, LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS- Part 21, SPECIAL CALLS- Part 22, CLEARED SWAPS- Part 23, SWAP DEALERS AND MAJOR SWAP PARTICIPANTS- Part 30, FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS- Part 31, LEVERAGE TRANSACTIONS- Part 32, REGULATION OF COMMODITY OPTION TRANSACTIONS- Part 33, REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY- Part 34, REGULATION OF HYBRID INSTRUMENTS- Part 35, SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)- Part 36, Reserved- Part 37, SWAP EXECUTION FACILITIES- Part 38, DESIGNATED CONTRACT MARKETS- Part 39, DERIVATIVES CLEARING ORGANIZATIONS- Part 40, PROVISIONS COMMON TO REGISTERED ENTITIES

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